Simon Sourigon
Professional Summary
Simon Sourigon is a registered financial advisor currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York. Simon is registered as a RR (Registered Representative) and started their career in finance in 2020. Simon has worked at 1 firm and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
ARNHOLD AND S. BLEICHROEDER, INC | NATIXIS SECURITIES AMERICAS LLC | NATIXIS BLEICHROEDER LLC | NATIXIS BLEICHROEDER INC. | NATEXIS BLEICHROEDER INC. | ARNHOLD AND S. BLEICHROEDER, INC.
Contact Information
Main Address
1251 Avenue Of The Americas 5th Floor, New York, NY, 10020Mailing Address
1251 Avenue Of The Americas 5th Floor, New York, NY 10020Phone Number
(212) 872-5000Established
Delaware since 11/01/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | — |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| FARRELL, JOHN | PRINCIPAL OPERATIONS OFFICER | 5996161 |
| ISSANCHOU, EMMANUEL | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MAO, YUAN-PEI | CHIEF COMPLIANCE OFFICER | 1288447 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| ROSE, ZACHARY ELI | CO-HEAD OF GLOBAL MARKETS AMERICAS | 4813725 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
| SOURIGON, SIMON | CO-HEAD OF GLOBAL MARKETS AMERICAS | 7192582 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Simon Sourigon's CRS (Customer Relationship Summary).
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