Patrick G. Shallis
Professional summary
Patrick Gerald Shallis is a registered financial professional currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1980. Patrick has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 5 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Gerald Shallis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 1993 - Present
GORDON, HASKETT CAPITAL CORPORATION
Office #1: 441 Lexington Avenue 10th Fl., New York, NY 10017January 1, 1992 - May 27, 1993
GRUNTAL & CO., L.L.C.
August 21, 1991 - December 5, 1991
FIRST NEW YORK SECURITIES L.L.C.
November 20, 1980 - May 26, 1987
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/1995)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/18/2001
Limited Representative-Equity Trader ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationCboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
New York Stock Exchange
Current Firm
GORDON, HASKETT CAPITAL CORPORATION
CRD#: 7976 / SEC#: , 8-33944
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
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