AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A GORDON, HASKETT CAPITAL CORPORATION FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at GORDON, HASKETT CAPITAL CORPORATION

CRD#: 7976
BD

Looking for a Financial Advisor at GORDON, HASKETT CAPITAL CORPORATION?

We have compiled every financial advisor who works at GORDON, HASKETT CAPITAL CORPORATION in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GORDON, HASKETT CAPITAL CORPORATION is located at 441 Lexington Avenue 10th Fl., New York, NY 10017 and was first established at New York, Delaware in 03/21/1985. After operating for 41 years, GORDON, HASKETT CAPITAL CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GORDON, HASKETT CAPITAL CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. GORDON, HASKETT CAPITAL CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GORDON, HASKETT CAPITAL CORPORATION are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GORDON, HASKETT CAPITAL CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GORDON, HASKETT CAPITAL CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for GORDON, HASKETT CAPITAL CORPORATION Comes From

Understanding the Statistics for GORDON, HASKETT CAPITAL CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
441 Lexington Avenue 10th Fl., New York, NY 10017
Mailing Address
441 Lexington Avenue 10th Fl., New York, NY 10017
Firm Size
Small
Phone Number
(914) 329-0370
Established
Delaware since 03/21/1985
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GORDON, ALLAN SANFORDDIRECTOR AND STOCKHOLDER225635
HASKETT, MICHAEL EDWARDPESIDENT DIRECTOR AND STOCKHOLDER836242
BORTECK, MARK BRUCEGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER1367206
EPSTEIN, ANDREWCONTROLLER, PFO ,INTRODUCING BROKER -DEALER FINOP AND POO6008825

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at GORDON, HASKETT CAPITAL CORPORATION

MB

Mark Bruce Borteck

RR
CRD#: 1367206
Location:
New York, NY 10017
Company:
GORDON, HASKETT CAPITAL CORPORATION
Disclosures:
Experience:
43 years
View Profile
JA

John Pandely Argenti

John Argenti
RR
CRD#: 1656357
Location:
New York, NY 10017
Company:
GORDON, HASKETT CAPITAL CORPORATION
Disclosures:
Experience:
36 years
View Profile
MA

Mark Robert Alleman

RR
CRD#: 4437615
Location:
New York, NY 10017
Company:
GORDON, HASKETT CAPITAL CORPORATION
Disclosures:
Experience:
24 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics