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JG

John M. Glynn

DREXEL HAMILTON
New York, NY 10017
Some features on this profile are disabled
CRD#: 718798
JG

Professional summary


John Michael Glynn JR, who also goes by John M Glynn, John Micheal Glynn, is a registered financial professional currently at DREXEL HAMILTON, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1980. John has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John M Glynn | John Micheal Glynn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Michael Glynn JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 1, 2010 - Present

DREXEL HAMILTON, LLC

Office #1: 110 East 42nd Street Suite 1502, New York, NY 10017
BD
CRD#: 143570
New York, NY
Past

March 30, 2009 - November 4, 2010

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
NEW YORK, NY
Past

March 1, 1999 - April 17, 2007

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

May 13, 1994 - March 16, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 20, 1980 - March 15, 1994

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/1/2010)
RR
Colorado
(5/4/2023)
RR
Connecticut
(11/1/2010)
RR
Florida
(2/14/2022)
RR
Georgia
(2/14/2022)
RR
Illinois
(7/10/2025)
RR
Louisiana
(8/1/2013)
RR
Maryland
(2/14/2022)
RR
Massachusetts
(11/1/2010)
RR
New Jersey
(5/4/2023)
RR
New Mexico
(8/24/2018)
RR
New York
(11/1/2010)
RR
Pennsylvania
(11/1/2010)
RR
Texas
(2/14/2022)
RR
Virginia
(6/17/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 3/16/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


DH
DREXEL HAMILTON, LLC
DREXEL HAMILTON, LLC

CRD#: 143570 / SEC#: , 8-67576

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
110 East 42nd Street Suite 1502, New York, NY 10017
Mailing Address
110 East 42nd Street Suite 1502, New York, NY 10017
Phone number
(212) 632-0400
Established
Pennsylvania since 12/13/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FELICE, ANTHONY PHILIPCHIEF EXECUTIVE OFFICER4441607
DOLL, LAWRENCE KIRKOWNER5236486
ELSAS, ROGER DEWITTOWNER200659
FAY, MELISSA JO HILEROWNER5360445
MARTINKO, JOHN CHRISTOPHEROWNER5286067
KIM, HYUNG SOWNER5653676
BRENNAN, PAUL FRANCISCHIEF OPERATING OFFICER2170928
EDWARDS, JOHN WILLIAM JR.CHIEF FINANCIAL OFFICER/FINOP1757360
MAGEE, MARY BRENNANTRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015
SANOK, EDWARD WILLIAMCHIEF COMPLIANCE OFFICER6301272
THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015OWNER

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DREXEL HAMILTON, LLC

CRD#: 143570New York, NY 10017

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