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JE

John William Edwards Jr.

DREXEL HAMILTON
NEW YORK, NY
·CRD# 1757360·33 years experience

Professional Summary

John William Edwards JR., who also goes by Jack Edwards Jr, Jack Edwards, John William Edwards Jr, John Williams Edwards Jr, is a registered financial advisor currently at DREXEL HAMILTON, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 14 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Edwards Jr, Jack Edwards, John William Edwards Jr, John Williams Edwards Jr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

DREXEL HAMILTON, LLC·CRD# 143570
BD
110 East 42nd Street Suite 1502, New York, NY 10017
October 19, 2023 - Present
RQD* CLEARING, LLC·CRD# 134284
BD
New York, NY
November 3, 2017 - October 17, 2023
VOLANT LIQUIDITY, LLC·CRD# 150063
BD
New York, NY
October 22, 2014 - October 11, 2023
CAVU SECURITIES LLC·CRD# 6906
BD
New York, NY
October 18, 2010 - October 15, 2014
OTR GLOBAL TRADING LLC·CRD# 138116
BD
Purchase, NY
August 30, 2010 - September 24, 2010
BLACKSTONE SECURITIES PARTNERS L.P.·CRD# 17917
BD
New York, NY
November 28, 2005 - June 5, 2009
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
April 11, 2005 - August 8, 2005
SCUDDER FINANCIAL SERVICES, INC.·CRD# 41692
BD
Boston, MA
February 3, 2003 - July 2, 2003
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
February 3, 2003 - January 31, 2005
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
February 3, 2003 - January 31, 2005
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
January 9, 2003 - February 3, 2003
SCUDDER FINANCIAL SERVICES, INC.·CRD# 41692
BD
Boston, MA
January 9, 2003 - February 3, 2003
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
January 9, 2003 - February 3, 2003
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
March 2, 1998 - January 31, 2005
WESTMINSTER RESEARCH ASSOCIATES LLC·CRD# 14508
BD
Stamford, CT
November 19, 1997 - March 2, 1998
NATWEST SECURITIES CORPORATION·CRD# 18238
BD
New York, NY
February 18, 1997 - March 2, 1998
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
December 9, 1993 - January 23, 1997

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Current Firm

DH
DREXEL HAMILTON, LLC

DREXEL HAMILTON, LLC

CRD#: 143570 / SEC#: 8-67576
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

110 East 42nd Street Suite 1502, New York, NY 10017

Mailing Address

110 East 42nd Street Suite 1502, New York, NY 10017

Phone Number

(212) 632-0400

Established

Pennsylvania since 12/13/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FELICE, ANTHONY PHILIPCHIEF EXECUTIVE OFFICER4441607
DOLL, LAWRENCE KIRKOWNER5236486
ELSAS, ROGER DEWITTOWNER200659
FAY, MELISSA JO HILEROWNER5360445
MARTINKO, JOHN CHRISTOPHEROWNER5286067
KIM, HYUNG SOWNER5653676
BRENNAN, PAUL FRANCISCHIEF OPERATING OFFICER2170928
EDWARDS, JOHN WILLIAM JR.CHIEF FINANCIAL OFFICER/FINOP1757360
MAGEE, MARY BRENNANTRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015—
SANOK, EDWARD WILLIAMCHIEF COMPLIANCE OFFICER6301272
THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015OWNER—

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1993About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John William Edwards JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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