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GB

George Bokios

REGAL ADVISORY SERVICES
FT. MYERS, FL 33907
Some features on this profile are disabled
CRD#: 718774
GB

Professional summary

George Bokios is a registered financial advisor currently at REGAL ADVISORY SERVICES, INC. located in Ft. Myers, Florida and REGAL SECURITIES, INC. located in Glenview, Illinois.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. George has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27, Series 24, Series 4 and F04 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOKIOS DEVELOPMENT; NATURE OF BUSINESS: HOLDING PROPERTY & DEVELOPMENT; TITLE, PRESIDENT; LESS THAN ONE HOUR PER MONTH DEVOTED TO BUSINESS; NO COMPENSATION; FIRST AFFILIATED 04/18/1985. 2) PENINSULA DEVELOPMENT CORP; NATURE OF BUSINESS: HOLDING REAL ESTATE FOR RENTS AND INVESTMENTS; TITLE, PRESIDENT; LESS THAN FIVE HOURS PER WEEK DEVOTED TO BUSINESS; NO COMPENSATION; FIRST AFFILIATED 05/15/1980. 3) BOKIOS CORP; NATURE OF BUSINESS: HOLDING COMPANY; TITLE, PRESIDENT; LESS THAN ONE HOUR PER WEEK DEVOTED TO BUSINESS; NO COMPENSATION; FIRST AFFILIATED 05/15/1980. 4) ADCO INC.; NATURE OF BUSINESS: ADVERTISING AGENCY; TITLE, PRESIDENT; LESS THAN ONE HOUR PER MONTH DEVOTED TO BUSINESS; NO COMPENSATION; FIRST AFFILIATED 08/09/1993. 5) BOARD BROKER SERVICES; NATURE OF BUSINESS: Managing cash flow from seat memberships that were converted to stock; TITLE, PRESIDENT; LESS THAN TWO HOURS PER WEEK DEVOTED TO BUSINESS; PRIMARY INCOME FROM DIVIDENDS; FIRST AFFILIATED 08/01/1979. ALL BUSINESS LOCATED AT 950 MILWAUKEE AVE #307, GLENVIEW, IL 60025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Bokios's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2006 - Present

REGAL ADVISORY SERVICES, INC.

Office #1: 1400 Colonial Blvd. Suite 4, Ft. Myers, FL 33907
RIA
CRD#: 123842
FT. MYERS, FL
Current

November 12, 1980 - Present

REGAL SECURITIES, INC.

Office #1: 950 N. Milwaukee Ave 102, Glenview, IL 60025Office #2: 189 South Orange Avenue Suite 1230s, Orlando, FL 32801
BD
CRD#: 7297
GLENVIEW, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.

CRD#: 123842 / SEC#: 801-71619

RIA
Registered Investment Advisory firm - (7/12/2010 Approved)
Arizona
Registered Investment Advisory firm - (8/14/2012 Terminated)
Arkansas
Registered Investment Advisory firm - (8/14/2012 Terminated)
Colorado
Registered Investment Advisory firm - (8/2/2010 Terminated)
Connecticut
Registered Investment Advisory firm - (7/13/2010 Terminated)
Delaware
Registered Investment Advisory firm - (7/13/2010 Terminated)
Florida
Registered Investment Advisory firm - (8/14/2012 Terminated)
Georgia
Registered Investment Advisory firm - (9/24/2010 Terminated)
Hawaii
Registered Investment Advisory firm - (12/31/2010 Terminated)
Idaho
Registered Investment Advisory firm - (7/14/2010 Terminated)
Illinois
Registered Investment Advisory firm - (8/14/2012 Terminated)
Indiana
Registered Investment Advisory firm - (7/13/2010 Terminated)
Iowa
Registered Investment Advisory firm - (7/13/2010 Terminated)
Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)
Kentucky
Registered Investment Advisory firm - (7/13/2010 Terminated)
Louisiana
Registered Investment Advisory firm - (7/21/2010 Terminated)
Massachusetts
Registered Investment Advisory firm - (8/3/2010 Terminated)
Minnesota
Registered Investment Advisory firm - (7/14/2010 Terminated)
Mississippi
Registered Investment Advisory firm - (8/14/2012 Terminated)
Missouri
Registered Investment Advisory firm - (7/13/2010 Terminated)
Nebraska
Registered Investment Advisory firm - (7/14/2010 Terminated)
Nevada
Registered Investment Advisory firm - (9/20/2012 Terminated)
New Hampshire
Registered Investment Advisory firm - (7/13/2010 Terminated)
New Jersey
Registered Investment Advisory firm - (9/21/2012 Terminated)
New Mexico
Registered Investment Advisory firm - (7/13/2010 Terminated)
North Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)
Ohio
Registered Investment Advisory firm - (7/13/2010 Terminated)
Oklahoma
Registered Investment Advisory firm - (8/14/2012 Terminated)
Oregon
Registered Investment Advisory firm - (7/15/2010 Terminated)
Pennsylvania
Registered Investment Advisory firm - (7/14/2010 Terminated)
South Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)
Tennessee
Registered Investment Advisory firm - (8/12/2010 Terminated)
Texas
Registered Investment Advisory firm - (8/14/2012 Terminated)
Utah
Registered Investment Advisory firm - (8/12/2010 Terminated)
Vermont
Registered Investment Advisory firm - (8/14/2012 Terminated)
Virginia
Registered Investment Advisory firm - (7/13/2010 Terminated)
Washington
Registered Investment Advisory firm - (7/16/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - (7/13/2010 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/20/1990)
IAR
California
(7/26/2006)
RR
Florida
(3/20/1990)
RR
Illinois
(2/4/1981)
RR
New Jersey
(1/2/2003)
RR
New York
(1/2/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 2/4/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/2/2023
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/24/1981
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/9/1981
Registered Options Principal Examination
Principal/Supervisory Exam
RR
F04
Date: 10/29/1980
Financial Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RA
REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.

CRD#: 123842 / SEC#: 801-71619

RIA
Registered Investment Advisory firm - (7/12/2010 Approved)
Arizona
Registered Investment Advisory firm - (8/14/2012 Terminated)
Arkansas
Registered Investment Advisory firm - (8/14/2012 Terminated)
Colorado
Registered Investment Advisory firm - (8/2/2010 Terminated)
Connecticut
Registered Investment Advisory firm - (7/13/2010 Terminated)
Delaware
Registered Investment Advisory firm - (7/13/2010 Terminated)
Florida
Registered Investment Advisory firm - (8/14/2012 Terminated)
Georgia
Registered Investment Advisory firm - (9/24/2010 Terminated)
Hawaii
Registered Investment Advisory firm - (12/31/2010 Terminated)
Idaho
Registered Investment Advisory firm - (7/14/2010 Terminated)
Illinois
Registered Investment Advisory firm - (8/14/2012 Terminated)
Indiana
Registered Investment Advisory firm - (7/13/2010 Terminated)
Iowa
Registered Investment Advisory firm - (7/13/2010 Terminated)
Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)
Kentucky
Registered Investment Advisory firm - (7/13/2010 Terminated)
Louisiana
Registered Investment Advisory firm - (7/21/2010 Terminated)
Massachusetts
Registered Investment Advisory firm - (8/3/2010 Terminated)
Minnesota
Registered Investment Advisory firm - (7/14/2010 Terminated)
Mississippi
Registered Investment Advisory firm - (8/14/2012 Terminated)
Missouri
Registered Investment Advisory firm - (7/13/2010 Terminated)
Nebraska
Registered Investment Advisory firm - (7/14/2010 Terminated)
Nevada
Registered Investment Advisory firm - (9/20/2012 Terminated)
New Hampshire
Registered Investment Advisory firm - (7/13/2010 Terminated)
New Jersey
Registered Investment Advisory firm - (9/21/2012 Terminated)
New Mexico
Registered Investment Advisory firm - (7/13/2010 Terminated)
North Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)
Ohio
Registered Investment Advisory firm - (7/13/2010 Terminated)
Oklahoma
Registered Investment Advisory firm - (8/14/2012 Terminated)
Oregon
Registered Investment Advisory firm - (7/15/2010 Terminated)
Pennsylvania
Registered Investment Advisory firm - (7/14/2010 Terminated)
South Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)
Tennessee
Registered Investment Advisory firm - (8/12/2010 Terminated)
Texas
Registered Investment Advisory firm - (8/14/2012 Terminated)
Utah
Registered Investment Advisory firm - (8/12/2010 Terminated)
Vermont
Registered Investment Advisory firm - (8/14/2012 Terminated)
Virginia
Registered Investment Advisory firm - (7/13/2010 Terminated)
Washington
Registered Investment Advisory firm - (7/16/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - (7/13/2010 Terminated)
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Contact information

Main Address
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771
Mailing Address
Phone number
(877) 488-6537
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts289
AUM (Assets Under Management)$ 113,536,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGAL ADVISORY SERVICES, INC.

CRD#: 123842Ft. Myers, FL 33907

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Contact information

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