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FIRM PROFILE
Overview
REGAL SECURITIES, INC. is located at 950 Milwaukee Ave. Suite 102, Glenview, IL 60025 and was first established at Chicago, Illinois in 05/06/1977. After operating for 49 years, REGAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of REGAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. REGAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at REGAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 15 disclosures, 11 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access REGAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at REGAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for REGAL SECURITIES, INC. Comes From
Understanding the Statistics for REGAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
950 Milwaukee Ave. Suite 102, Glenview, IL 60025
950 Milwaukee Ave. Suite 102, Glenview, IL 60025-3766
Small
(800) 786-9000
Illinois since 05/06/1977
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 | |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 | |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 | |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 | |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 | |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 | |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
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Advisor's working at REGAL SECURITIES, INC.
Marilyn P Carter-hogan
Michael Gerard Hickey
Steven Mark Grabarczyk
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