JT
Joe M. Thomson
PACER ADVISORS
Malvern, PA 19355
Some features on this profile are disabled
CRD#: 718569
JT
Professional summary
Joe Mckee Thomson, CFP®, who also goes by Joe M Thomson, is a registered financial advisor currently at PACER ADVISORS, INC. located in Malvern, Pennsylvania and PACER FINANCIAL, INC. located in Malvern, Pennsylvania.
Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Joe has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 24, Series 14 and Series 40 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Joe M Thomson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PF, LLC 16 INDUSTRIAL BLVD. SUITE 201 PAOLI PA 19301 ADMINISTRATIVE SERVICES COMPANY NON-INVESTMENT RELATED PRESIDENT START DATE 2005 OWNER OF COMPANY DEVOTE 12 TO 20 HOURS PER MONTH 12 TO 20 HOURS DURING TRADING HOURS HOLD POSITION AS OFFICER & DIRECTOR / PACER ADVISORS, INC. 16 INDUSTRIAL BLVD. SUITE 201 PAOLI PA 19301 INVESTMENT ADVISORY FIRM INVESTMENT RELATED PRESIDENT START DATE 2005 OWNER OF COMPANY & BUSINESS DEVELOPMENT DEVOTE 20 HOURS PER MONTH 20 HOURS DURING TRADING HOURS HOLD POSITION AS OFFICER & DIRECTOR / WINBAK FARM PARTNERSHIP 155 YEARLING ROW CHESAPEAK CITY MD 21915 HORSE FARM NON-INVESTMENT RELATED OWNER & PARTNER START DATE 1991 BREEDING BUYING AND SELLING OF HORSES DEVOTE 20 HOURS PER MONTH 1 HOUR DURING TRADING HOURS HOLD POSITION AS OFFICER & DIRECTOR / WINBAK VENTURES 16 INDUSTRIAL BLVD SUITE 201 PAOLI PA 19301 FAMILY PARTNERSHIP INVESTMENTS INVESTMENT RELATED GENERAL PARTNER START DATE 1996 BUSINESS OVERSIGHT AND INVESTMENT DIRECTION DEVOTE 5 TO 7 HOURS PER MONTH 2 HOURS DURING TRADING HOURS HOLD POSITION AS OFFICER & DIRECTOR / THE MARYLAND WORLD TRADE CENTER INSTITUTE 401 E. PRATT STREET BALTIMORE MD 21202 PROMOTION OF INTERNATIONAL BUSINESS WITH MARYLAND BASED COMPANIES NON-INVESTMENT RELATED BUSINESS DIRECTOR START DATE 2002 BOARD MEMBER 2 HOURS PER QUARTER 0 HOURS DURING TRADING HOURS HOLD POSITION AS DIRECTOR / LEXINGTON TROTTERS & BREEDERS ASSOCIATION LLC 1200 RED MILE ROAD LEXINGTON KY 40504 HORSE SALES NON-INVESTMENT RELATED DIRECTOR & PARTNER START DATE 2000 DIRECTOR PARTNER OWNER 2 TO 3 HOURS PER MONTH 2 TO 3 HOURS DURING TRADING HOURS HOLD POSITION AS DIRECTOR / THE RED MILE RACE TRACK 1200 RED MILE ROAD LEXINGTON KY 40504 HORSE RACING TRACK NON-INVESTMENT RELATED PARTNER START DATE 2001 PARTNER & BOARD MEMBER 2 TO 3 HOURS PER MONTH 0 HOURS DURING TRADING HOURS HOLD POSITION AS DIRECTOR / PACER FINANCIAL, INC., 16 INDUSTRIAL BLVD., SUITE 201, PAOLI, PA 19301 RECEIVING PASSIVE INCOME IN THE FORM OF "COMMISSION "TRAILS" FROM INSURANCE AND MUTUAL FUND BUSINESS WRITTEN THROUGH A PRIOR EMPLOYER INSURANCE AND INVESTMENT RELATED BUSINESS PRESIDENT AND FORMER SALES AGENT START DATE OF RELATIONSHIP WITH THE BUSINESS - MARCH 2005 NO CURRENT DUTIES IN CONJUNCTION WITH RECEIVING "COMISSION TRAILS" THROUGH THE BUSINESS 0 HOURS / MONTH DEVOTED TO THE BUSINESS IN CONJUNCTION WITH RECEIVING "COMISSION TRAILS" 0 HOURS DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS IN CONJUNCTION WITH RECEIVING "COMISSION TRAILS" HOLD POSITION AS COMPANY OFFICER / DIRECTOR
CRS (Client Relationship Summary) - RIA
Click below to view Joe Mckee Thomson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
March 29, 2006 - Present
PACER ADVISORS, INC.
Office #1: 500 Chesterfield Parkway, Malvern, PA 19355RIA
CRD#: 137381
Malvern, PA
Current
February 24, 2006 - Present
PACER FINANCIAL, INC.
Office #1: 500 Chesterfield Parkway, Malvern, PA 19355Office #2: 500 Chesterfield Parkway, Malvern, PA 19355BD
CRD#: 137040
Malvern, PA
Past
April 27, 2001 - March 8, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
June 19, 1982 - February 27, 1987
THE GREAT-WEST LIFE ASSURANCE COMPANY
BD
CRD#: 5927
Past
November 3, 1980 - April 27, 2001
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PACER ADVISORS, INC.
PACER ADVISORS, INC.
CRD#: 137381 / SEC#: 801-79654
RIA
Registered Investment Advisory firm - (4/30/2014 Approved)Pennsylvania
Registered Investment Advisory firm - (6/16/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2006)
RR
Arizona(6/19/2006)
RR
Arkansas(8/29/2007)
RR
California(4/26/2006)
RR
Colorado(5/22/2006)
RR
Connecticut(5/16/2006)
RR
Delaware(6/21/2006)
RR
District of Columbia(5/25/2006)
RR
Florida(6/16/2006)
RR
Georgia(5/18/2006)
RR
Illinois(6/8/2006)
RR
Indiana(10/29/2007)
RR
Iowa(9/12/2007)
RR
Kansas(7/18/2006)
RR
Kentucky(5/22/2006)
RR
Louisiana(5/5/2006)
RR
Maine(10/10/2007)
RR
Maryland(5/9/2006)
RR
Massachusetts(4/28/2006)
RR
Michigan(6/5/2006)
RR
Minnesota(5/22/2006)
RR
Mississippi(5/23/2006)
RR
Missouri(8/2/2006)
RR
Nebraska(9/27/2007)
RR
Nevada(8/27/2007)
RR
New Hampshire(9/26/2007)
RR
New Jersey(6/1/2006)
RR
New Mexico(9/13/2007)
RR
New York(6/26/2006)
RR
North Carolina(4/26/2006)
RR
Oklahoma(8/27/2007)
RR
Oregon(10/4/2007)
RR
Pennsylvania(3/24/2006)
IAR
Pennsylvania(3/29/2006)
RR
Rhode Island(4/27/2006)
RR
South Carolina(5/15/2006)
RR
South Dakota(2/21/2008)
RR
Tennessee(6/20/2006)
RR
Texas(5/10/2006)
RR
Utah(9/18/2007)
RR
Vermont(10/18/2007)
RR
Virginia(5/2/2006)
RR
Washington(5/16/2006)
RR
West Virginia(8/27/2007)
RR
Wisconsin(8/27/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 1/29/1979
Registered Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
PA
PACER ADVISORS, INC.
PACER ADVISORS, INC.
CRD#: 137381 / SEC#: 801-79654
RIA
Registered Investment Advisory firm - (4/30/2014 Approved)Pennsylvania
Registered Investment Advisory firm - (6/16/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Chesterfield Parkway, Malvern, PA 19355
Mailing Address
Phone number
(855) 780-8100
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 46,063,913,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
