Alberto Rivera
Professional summary
Alberto Rivera is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in New Bern, North Carolina and BANKERS LIFE SECURITIES, INC. located in New Bern, North Carolina.
Alberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Alberto has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alberto Rivera's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2019 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1410 Mccarthy Blvd, New Bern, NC 28562April 1, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1410 Mccarthy Blvd, New Bern, NC 28562Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2019)
(4/2/2024)
(6/30/2022)
(4/5/2024)
(7/31/2024)
(10/8/2025)
Exams
Series 7TO
Date: 12/14/2023
General Securities Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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