Nicholas Bratt
Professional summary
Nicholas Bratt is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1980. Nicholas has worked at 2 firms and has passed the Series 65, Series 6TO, Series 22TO, SIE and Series 1 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Bratt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2005 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112October 30, 1980 - August 27, 2003
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2005)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 10/20/1980
Registered Representative ExaminationFINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
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