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CRD#: 129119
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LAZARD ASSET MANAGEMENT SECURITIES LLC is located at 30 Rockefeller Plaza, 56th Floor, New York, NY 10112 and was first established at New York, Delaware in 05/01/2003. After operating for 22 years, LAZARD ASSET MANAGEMENT SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LAZARD ASSET MANAGEMENT SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. LAZARD ASSET MANAGEMENT SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LAZARD ASSET MANAGEMENT SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LAZARD ASSET MANAGEMENT SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LAZARD ASSET MANAGEMENT SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LAZARD ASSET MANAGEMENT SECURITIES LLC Comes From

Understanding the Statistics for LAZARD ASSET MANAGEMENT SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
30 Rockefeller Plaza 56th Floor, New York, NY, 10112
Mailing Address
30 Rockefeller Plaza 56th Floor, New York, NY, 10112
Firm Size
Medium
Phone Number
(212) 632-6521
Established
Delaware since 05/01/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LAZARD ASSET MANAGEMENT LLCSOLE MEMBER AND MANAGING MEMBER122836
ANDERSON, MARK RICHARDCHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER4769151
MASSARONI, ROBERT MALCOLMPRINCIPAL FINANCIAL AND OPERATIONS OFFICER2366443
PAUL, NATHAN ABRAHAMCHIEF EXECUTIVE OFFICER4314144

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Advisor's working at LAZARD ASSET MANAGEMENT SECURITIES LLC

CS

Craig William Straub

IAR
RR
CRD#: 1998970
CIMA®: Certified Investment Management Analyst
Location:
New York, NY 10020
Company:
LAZARD ASSET MANAGEMENT LLC
Disclosures:
Experience:
28 years
View Profile
PH

Peter J Hess

Peter Joseph Hess Jr, Peter Joseph Jr Hess
IAR
RR
CRD#: 2201794
CIMA®: Certified Investment Management Analyst
Location:
New York, NY 10112
Company:
LAZARD ASSET MANAGEMENT LLC
Disclosures:
Experience:
33 years
View Profile
JD

Joseph Timothy Daly JR

Joseph Timothy Daly, Joseph Jr Timothy Daly
IAR
RR
CRD#: 2259592
Location:
New York, NY 10112
Company:
LAZARD ASSET MANAGEMENT LLC
Disclosures:
Experience:
32 years
View Profile
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