Jan Gunther
Professional summary
Jan Gunther, who also goes by Jan Silverstein, is a registered financial advisor currently at LANTERN WEALTH ADVISORS, LLC located in Melville, New York and HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
Jan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Jan has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jan Gunther's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2013 - Present
LANTERN WEALTH ADVISORS, LLC
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747August 31, 2007 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747October 31, 2002 - August 31, 2007
AEGIS CAPITAL CORP.
May 1, 2000 - November 1, 2002
DIRKS & COMPANY, INC.
March 1, 1996 - May 1, 2000
KERN, SUSLOW SECURITIES, INC.
November 2, 1987 - September 4, 1996
MANOR SECURITIES CORPORATION
December 8, 1981 - January 14, 1986
FINANCIAL SQUARE PARTNERS
October 23, 1980 - March 26, 1984
M. RIMSON & CO., INC.
Primary Firm SEC Registration
LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2011)
(6/15/2016)
(12/17/2014)
(8/31/2007)
(4/10/2023)
(4/1/2015)
(7/7/2015)
(1/10/2022)
(7/7/2015)
(4/1/2015)
(7/7/2015)
(8/31/2007)
(9/16/2021)
(3/28/2016)
(3/12/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/28/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
LANTERN WEALTH ADVISORS, LLC
CRD#: 147420 / SEC#: 801-79035
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 265,466,991 |
Red Flags
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