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FIND A HEROLD & LANTERN INVESTMENTS, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at HEROLD & LANTERN INVESTMENTS, INC.

CRD#: 30996
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HEROLD & LANTERN INVESTMENTS, INC. is located at 35 Pinelawn Road Suite 101e, Melville, NY 11747 and was first established at Long Island, Delaware in 08/28/1992. After operating for 33 years, HEROLD & LANTERN INVESTMENTS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HEROLD & LANTERN INVESTMENTS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. HEROLD & LANTERN INVESTMENTS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HEROLD & LANTERN INVESTMENTS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HEROLD & LANTERN INVESTMENTS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HEROLD & LANTERN INVESTMENTS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HEROLD & LANTERN INVESTMENTS, INC. Comes From

Understanding the Statistics for HEROLD & LANTERN INVESTMENTS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Firm Size
Small
Phone Number
(631) 454-2000
Established
Delaware since 08/28/1992
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PERCHERON ASSET MANAGEMENT GROUP, INC.OWNER
HEROLD, LAWRENCE STEPHENCHIEF OPERATING OFFICER/FINOP870531
LANTON, KEITH MICHAELPRESIDENT1703378
SHEFTEL, WENDY DIANECHIEF COMPLIANCE OFFICER2300282

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Advisor's working at HEROLD & LANTERN INVESTMENTS, INC.

LH

Laurence James Hayes

IAR
RR
CRD#: 1682262
Location:
Geneva, IL 60134
Company:
LANTERN WEALTH ADVISORS, LLC
Disclosures:
Experience:
38 years
View Profile
KL

Keith Michael Lanton

IAR
RR
CRD#: 1703378
Location:
Melville, NY 11747
Company:
LANTERN WEALTH ADVISORS, LLC
Disclosures:
Experience:
33 years
View Profile
WS

William Selvaggi

Bill Selvaggi
IAR
RR
CRD#: 1850524
Location:
Houston, TX 77024
Company:
LANTERN WEALTH ADVISORS, LLC
Disclosures:
Experience:
37 years
View Profile
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