Scott Thomas Schaeffer
Professional Summary
Scott Thomas Schaeffer is a registered financial advisor currently at MN WEALTH ADVISORS, LLC located in Overland Park, Kansas. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Scott has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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RETIREMENT STRATEGIES
VERTEX PARTNERS
MACQUARIE CAPITAL (USA) INC.
SPECTRUM WEALTH ADVISORY GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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VERTEX PARTNERS
MACQUARIE CAPITAL (USA) INC.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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MACQUARIE CAPITAL (USA) INC.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MN WEALTH ADVISORS, LLC
Contact Information
Main Address
6800 W 115th Street Suite 3511, Overland Park, KS 66211Phone Number
(913) 897-2074# of Employees
5SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,173AUM (Assets Under Management)
$394,235,365Similar Advisors
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VERTEX PARTNERS
MACQUARIE CAPITAL (USA) INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MN WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(2/22/2023)
(2/23/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Thomas Schaeffer's CRS (Customer Relationship Summary).
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