Omid Jonathan Shokraee
Professional Summary
Omid Jonathan Shokraee, who also goes by Omid Shokraee, is a registered financial advisor currently at SUTTER SECURITIES INCORPORATED located in Irvine, California and BOUSTEAD SECURITIES, LLC located in Irvine, California. Omid is registered as a RR (Registered Representative) and started their career in finance in 2020. Omid has worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Omid Shokraee
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
BOUSTEAD SECURITIES, LLC | MONARCH BAY SECURITIES, LLC | MONARCH BAY ASSOCIATES, LLC
Contact Information
Main Address
6 Venture Suite 395, Irvine, CA 92618Mailing Address
6 Venture Suite 395, Irvine, CA 92618Phone Number
(949) 295-1580Established
California since 04/19/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/2/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2022About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Omid Jonathan Shokraee's CRS (Customer Relationship Summary).
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