Daniel Joseph Mcclory
Professional Summary
Daniel Joseph Mcclory, who also goes by Dan Mcclory, is a registered financial advisor currently at SUTTER CAPITAL PARTNERS, LLC located in Irvine, California and BOUSTEAD SECURITIES, LLC located in Irvine, California. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 9 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 22 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Mcclory
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
SUTTER CAPITAL PARTNERS | TESSERA CAPITAL | SUTTER CAPITAL PARTNERS, LLC
Contact Information
Main Address
6 Venture Suite 395, Irvine, CA 92168Phone Number
(917) 923-9649# of Employees
3Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/25/2016)
(6/11/2021)
(2/1/2021)
(10/25/2021)
(10/11/2021)
(3/17/2020)
(10/6/2021)
(1/1/2024)
(4/21/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 22 — Direct Participation Programs Representative Examination
Passed Oct 1985About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1985About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Mcclory's CRS (Customer Relationship Summary).
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