Michael R. Jacks
Professional summary
Michael Richard Jacks is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Irvine, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 11 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Richard Jacks's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2008 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618November 9, 2018 - February 26, 2020
BOUSTEAD SECURITIES, LLC
May 12, 2008 - May 28, 2008
JESUP & LAMONT SECURITIES CORP
February 3, 2006 - May 28, 2008
EMPIRE FINANCIAL GROUP, INC.
November 14, 1994 - January 31, 2006
THE SHEMANO GROUP, INC.
October 11, 1991 - October 13, 1994
WALDRON & CO., INC.
September 4, 1990 - September 23, 1991
WELLS FARGO CLEARING SERVICES, LLC
March 15, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 10, 1983 - March 18, 1989
J.P. MORGAN SECURITIES LLC
October 8, 1982 - January 12, 1984
KIDDER, PEABODY & CO. INCORPORATED
October 24, 1980 - September 24, 1982
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2017)
(10/1/2008)
(3/1/2017)
(4/14/2021)
(10/2/2008)
(10/14/2021)
(1/19/2018)
(2/14/2018)
(5/11/2021)
(10/6/2008)
(2/23/2021)
(3/12/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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