Henry B. Riley

BARTON INVESTMENT MANAGEMENT

W. Conshohocken, PA 19428

Some features on this profile are disabled

CRD#: 7175836

Professional summary

Henry Barton Riley, who also goes by Bart Riley, H. Barton Riley, is a registered financial advisor currently at BARTON INVESTMENT MANAGEMENT, LLC located in W. Conshohocken, Pennsylvania.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Henry has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bart Riley | H. Barton Riley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Barton Riley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2020 - Present

BARTON INVESTMENT MANAGEMENT, LLC

Office #1: One Tower Bridge 100 Front Street, Suite 980, W. Conshohocken, PA 19428

RIA

CRD#: 141084

W. Conshohocken, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARTON INVESTMENT MANAGEMENT, LLC

CRD#: 141084 / SEC#: 801-66964

RIA

Registered Investment Advisory firm - (6/29/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/19/2020)

IAR

Texas
(10/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2009

Uniform Investment Adviser Law Examination

Current Firm

BARTON INVESTMENT MANAGEMENT, LLC

CRD#: 141084 / SEC#: 801-66964

RIA

Registered Investment Advisory firm - (6/29/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Tower Bridge 100 Front Street, Suite 980, W. Conshohocken, PA 19428

Mailing Address

Phone number

(610) 226-4040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 1,000,880,229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Henry B. Riley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Barton Riley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARTON INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

BARTON INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2009

Current Firm

BARTON INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARTON INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors