Sam George Ronnie Daniel
Professional Summary
Sam George Ronnie Daniel, who also goes by Sam Daniel, was a registered financial advisor. Sam was a previously registered financial professional and started their career in finance 2019 - 2026. Sam had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Daniel
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
BAILLIE GIFFORD FUNDS SERVICES LLC
Contact Information
Main Address
3 Haymarket Square, Edinburgh, EH3 8RYMailing Address
3 Haymarket Square, Edinburgh, EH3 8RYPhone Number
0044 131 275 2000Established
Delaware since 02/14/2014Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAILLIE GIFFORD OVERSEAS LTD | PARENT COMPANY | 110296 |
| ARCHIBALD, LESLEY-ANNE MARGARET | CHAIRPERSON | 6704278 |
| ARCHIBALD, LESLEY-ANNE MARGARET | NON EXECUTIVE DIRECTOR | 6704278 |
| HAMILTON, KATHRIN | NON-EXECUTIVE DIRECTOR | 4797514 |
| PARISE, JANICE DRU | CFO | 2338583 |
| PORTEOUS, GARRY | CCO | 6912188 |
| PORTEOUS, GARRY | DIRECTOR | 6912188 |
| ROSS, KRISTEN MICHELLE | NON-EXECUTIVE DIRECTOR | 5953098 |
| WOOD, NICK BERNARD | DIRECTOR | 6709554 |
| WOOD, NICK BERNARD | CEO | 6709554 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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