SR
Sean Rhodes
FIDELITY BROKERAGE SERVICES
Jacksonville, FL 32246
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CRD#: 7173778
SR
Professional summary
Sean Rhodes, who also goes by Sean Matthew Rhodes, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2020. Sean has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sean Matthew Rhodes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sean Rhodes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
August 28, 2025 - May 18, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
August 27, 2025 - May 18, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
March 31, 2025 - August 14, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
JACKSONVILLE, FL
Past
September 25, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
February 25, 2022 - August 14, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Past
January 12, 2022 - January 31, 2022
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
Jacksonville, FL
Past
January 11, 2022 - January 31, 2022
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Jacksonville, FL
Past
October 30, 2020 - December 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
September 22, 2020 - December 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/21/2026)
RR
Alaska(5/21/2026)
RR
Arizona(5/21/2026)
RR
Arkansas(5/21/2026)
RR
California(5/21/2026)
RR
Colorado(5/21/2026)
RR
Connecticut(5/21/2026)
RR
Delaware(5/21/2026)
RR
District of Columbia(5/21/2026)
RR
Florida(5/21/2026)
RR
Georgia(5/21/2026)
RR
Hawaii(5/21/2026)
RR
Idaho(5/21/2026)
RR
Illinois(5/21/2026)
RR
Indiana(5/21/2026)
RR
Iowa(5/21/2026)
RR
Kansas(5/21/2026)
RR
Kentucky(5/21/2026)
RR
Louisiana(5/21/2026)
RR
Maine(5/21/2026)
RR
Maryland(5/21/2026)
RR
Massachusetts(5/21/2026)
RR
Michigan(5/21/2026)
RR
Minnesota(5/21/2026)
RR
Mississippi(5/21/2026)
RR
Missouri(5/21/2026)
RR
Montana(5/21/2026)
RR
Nebraska(5/21/2026)
RR
Nevada(5/21/2026)
RR
New Hampshire(5/21/2026)
RR
New Jersey(5/21/2026)
RR
New Mexico(5/21/2026)
RR
New York(5/21/2026)
RR
North Carolina(5/21/2026)
RR
North Dakota(5/21/2026)
RR
Ohio(5/22/2026)
RR
Oklahoma(5/21/2026)
RR
Oregon(5/21/2026)
RR
Pennsylvania(5/21/2026)
RR
Puerto Rico(5/21/2026)
RR
Rhode Island(5/21/2026)
RR
South Carolina(5/21/2026)
RR
South Dakota(5/21/2026)
RR
Tennessee(5/21/2026)
RR
Texas(5/21/2026)
RR
Utah(5/21/2026)
RR
Vermont(5/21/2026)
RR
Virginia(5/21/2026)
RR
Washington(5/21/2026)
RR
West Virginia(5/21/2026)
RR
Wisconsin(5/21/2026)
RR
Wyoming(5/21/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Jacksonville, FL 32246TRUST BUT VERIFY
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