Frederick D. Terry
Professional summary
Frederick Davis Terry JR is a registered financial professional currently at TAP SECURITIES LLC located in New York, New York.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1980. Frederick has worked at 3 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Davis Terry JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2010 - Present
TAP SECURITIES LLC
Office #1: 505 Park Avenue 9th Floor, New York, NY 10022Office #2: 505 Park Avenue Fl 9, New York, NY 10022June 29, 1998 - May 20, 2009
UBS SECURITIES LLC
October 22, 1980 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TAP SECURITIES LLC
CRD#: 151593 / SEC#: , 8-68381
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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