AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A TAP SECURITIES LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at TAP SECURITIES LLC

CRD#: 151593
BD

Looking for a Financial Advisor at TAP SECURITIES LLC?

We have compiled every financial advisor who works at TAP SECURITIES LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TAP SECURITIES LLC is located at 505 Park Avenue Fl 9, New York, NY 10022 and was first established at New York, Delaware in 06/16/2009. After operating for 16 years, TAP SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TAP SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. TAP SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TAP SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TAP SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TAP SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for TAP SECURITIES LLC Comes From

Understanding the Statistics for TAP SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
505 Park Avenue Fl 9, New York, NY 10022
Mailing Address
505 Park Avenue Fl 9, New York, NY 10022
Firm Size
Small
Phone Number
(212) 909-9009
Established
Delaware since 06/16/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TAP ADVISORS LLCMANAGING MEMBER
SPINDEL, HOWARDFINOP708042
TABET, KARIM FOUADCO-CEO AND TREASURER1994831
TERRY, FREDERICK DAVIS JRAMLCO, CO-CEO, SECRETARY AND CHIEF COMPLIANCE OFFICER717165

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at TAP SECURITIES LLC

KT

Karim Fouad Tabet

RR
CRD#: 1994831
Location:
New York, NY 10022
Company:
TAP SECURITIES LLC
Disclosures:
Experience:
35 years
View Profile
VB

Vladimir Breyter

Vladimir Vanyukov
RR
CRD#: 5912095
Location:
Bedford, NH 03110
Company:
TAP SECURITIES LLC
Disclosures:
Experience:
14 years
View Profile
MK

Malcolm Patterson Keers JR.

Mac Patterson Keers Jr., Malcolm Patterson Keers
RR
CRD#: 5930462
Location:
New York, NY 10022
Company:
TAP SECURITIES LLC
Disclosures:
Experience:
11 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics