IO
Isabel I. Ortiz
SYNERGY INVESTMENT MANAGEMENT LLC
Orlando, FL 32837
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CRD#: 7171637
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Professional summary
Isabel Ivette Ortiz, who also goes by Isabel IVette Cardenas, is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Orlando, Florida and LPL FINANCIAL LLC located in Orlando, Florida.
Isabel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Isabel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isabel Ivette Cardenas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/15/2024- Merit Wealth Advisors- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 09/13/2024 - Synergy Investment Management LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/30/2024- 20 Hours per Month/ During Trading - I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 1/23/2025 - WellCents -Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/10/2020 - 4 Hrs/Mth - 4 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Isabel Ivette Ortiz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2024 - Present
SYNERGY INVESTMENT MANAGEMENT LLC
Office #1: 2151 Consulate Drive Suite 15-2, Orlando, FL 32837Office #2: 1060 Maitland Center Commons Blvd Suite 365, Maitland, FL 32751Office #3: 1599 Tropical Ct. Ste 7, Tavares, FL 32778RIA
CRD#: 305961
Orlando, FL
Current
December 16, 2021 - Present
LPL FINANCIAL LLC
Office #1: 2151 Consulate Dr Ste 15-2, Orlando, FL 32837Office #2: 1060 Maitland Center Commons Blvd Ste 365, Maitland, FL 32751Office #3: 1599 Tropical Ct, Ste 7, Tavares, FL 32778RIA
BD
CRD#: 6413
ORLANDO, FL
Past
January 21, 2022 - August 30, 2024
MERIT FINANCIAL ADVISORS
RIA
CRD#: 142457
Maitland, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/16/2021)
IAR
Florida(9/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 North Westmonte Drive, Altamonte Springs, FL 32714
Mailing Address
Phone number
(321) 203-4458
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,070 |
| AUM (Assets Under Management) | $ 461,195,028 |
Red Flags
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Company Information
SYNERGY INVESTMENT MANAGEMENT LLC
CRD#: 305961Orlando, FL 32837TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
