James Minor Tait
Professional Summary
James Minor Tait, who also goes by James M Tait, James Minor Tait III, Jim Tait, is a registered financial advisor currently at MEMPHIS CAPITAL located in Memphis, Tennessee. James is registered as a RR (Registered Representative) and started their career in finance in 1980. James has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James M Tait, James Minor Tait Iii, Jim Tait
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Videos & Posts
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Contact Information
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
HANOVER SECURITIES | STONEWALL INVESTMENTS, INC. | STONEWALL INVESTMENTS TENNESSEE INC. | MEMPHIS CAPITAL | INVESTMENT SPECIALISTS COMPANY | INVESTMENT SPECIALISTS CO., INC.
Contact Information
Main Address
6410 Poplar Avenue Suite 500, Memphis, TN 38119Mailing Address
6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119Phone Number
(901) 261-5950Established
Indiana since 10/08/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANOVER SECURITIES, LLC | OWNER | — |
| MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEE | OWNER | — |
| GOODWIN, CASEY DOUGLAS | PRESIDENT/CEO | 6808410 |
| HANOVER, JOHN DAVID | GENERAL COUNSEL | 6011724 |
| MUNSELL, JACOB DAVID | OFFICER | 6904915 |
| NAKAE, MARY LOUISE | OWNER/TRUSTEE | 1923430 |
| PARATORE, JACK ANTHONY | CCO | 356248 |
| RODRIGUEZ, AARON NETZAHUALCOYOTL | FINOP & CFO | 5421965 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1980About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Minor Tait's CRS (Customer Relationship Summary).
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