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Jack Anthony Paratore

MEMPHIS CAPITAL
MEMPHIS, TN
·CRD# 356248·51 years experience

Professional Summary

Jack Anthony Paratore is a registered financial advisor currently at MEMPHIS CAPITAL located in Memphis, Tennessee. Jack is registered as a RR (Registered Representative) and started their career in finance in 1975. Jack has worked at 5 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 3, Series 7, Series 24 and Series 00 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

MEMPHIS CAPITAL·CRD# 8564
BD
6410 Poplar Avenue Suite 500, Memphis, TN 38119
January 24, 2020 - Present
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Memphis, TN
September 28, 2012 - January 25, 2019
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
November 20, 1981 - March 14, 2013
R. ROWLAND & CO., INCORPORATED·CRD# 911
BD
January 16, 1981 - October 20, 1981
UMIC, INC.·CRD# 5974
BD
April 1, 1975 - January 14, 1981

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Current Firm

MC
MEMPHIS CAPITAL

HANOVER SECURITIES | STONEWALL INVESTMENTS, INC. | STONEWALL INVESTMENTS TENNESSEE INC. | MEMPHIS CAPITAL | INVESTMENT SPECIALISTS COMPANY | INVESTMENT SPECIALISTS CO., INC.

CRD#: 8564 / SEC#: 8-34927
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6410 Poplar Avenue Suite 500, Memphis, TN 38119

Mailing Address

6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119

Phone Number

(901) 261-5950

Established

Indiana since 10/08/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HANOVER SECURITIES, LLCOWNER—
MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEEOWNER—
GOODWIN, CASEY DOUGLASPRESIDENT/CEO6808410
HANOVER, JOHN DAVIDGENERAL COUNSEL6011724
MUNSELL, JACOB DAVIDOFFICER6904915
NAKAE, MARY LOUISEOWNER/TRUSTEE1923430
PARATORE, JACK ANTHONYCCO356248
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP & CFO5421965

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Tennessee
(1/24/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1983About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 1985About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1987About the Series 24 exam

Series 00 — General Securities Principal Examination

Passed Mar 1975
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jack Anthony Paratore's CRS (Customer Relationship Summary).

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