John David Hanover
Professional Summary
John David Hanover was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2012 - 2017. John had worked at 3 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
HANOVER SECURITIES | STONEWALL INVESTMENTS, INC. | STONEWALL INVESTMENTS TENNESSEE INC. | MEMPHIS CAPITAL | INVESTMENT SPECIALISTS COMPANY | INVESTMENT SPECIALISTS CO., INC.
Contact Information
Main Address
6410 Poplar Avenue Suite 500, Memphis, TN 38119Mailing Address
6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119Phone Number
(901) 261-5950Established
Indiana since 10/08/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANOVER SECURITIES, LLC | OWNER | — |
| MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEE | OWNER | — |
| GOODWIN, CASEY DOUGLAS | PRESIDENT/CEO | 6808410 |
| HANOVER, JOHN DAVID | GENERAL COUNSEL | 6011724 |
| MUNSELL, JACOB DAVID | OFFICER | 6904915 |
| NAKAE, MARY LOUISE | OWNER/TRUSTEE | 1923430 |
| PARATORE, JACK ANTHONY | CCO | 356248 |
| RODRIGUEZ, AARON NETZAHUALCOYOTL | FINOP & CFO | 5421965 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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