Daniel A. Owens
Professional summary
Daniel Alan Owens, who also goes by Daniel Owens, is a registered financial professional currently at DFA SECURITIES LLC located in Charlotte, North Carolina.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Alan Owens's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2024 - Present
DFA SECURITIES LLC
Office #1: 1515 South Tryon Street, Charlotte, NC 28203February 10, 2021 - September 24, 2024
BRIGHTHOUSE SECURITIES, LLC
December 10, 2019 - February 23, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 10, 2019 - February 23, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 8, 2019 - December 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2019 - December 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2024)
Exams
Series 7TO
Date: 10/10/2019
General Securities Representative ExaminationFINRA
Current Firm
DFA SECURITIES LLC
CRD#: 10292 / SEC#: , 8-27006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| DALLMER, LISA MICHELE | CHIEF OPERATING OFFICER | 2586913 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
Red Flags
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