DG
Dennis Gafur
TRUIST ADVISORY SERVICES
TAMPA, FL 33602
Some features on this profile are disabled
CRD#: 7169191
DG
Professional summary
Dennis Gafur, who also goes by Dennis Roshan Gafur, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tampa, Florida.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Dennis has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis Roshan Gafur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROMANOS MACARONI GRILL, TAMPA FL, CHEF, STARTED 08/2021, NOT INVESETMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Gafur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 401 E Jackson St Fl 20, Tampa, FL 33602RIA
CRD#: 283390
TAMPA, FL
Current
October 26, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 401 E Jackson St Fl 19, Tampa, FL 33602BD
CRD#: 17499
Tampa, FL
Past
April 18, 2022 - September 9, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
TAMPA, FL
Past
February 23, 2022 - September 9, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
TAMPA, FL
Past
February 16, 2021 - June 18, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
LAND O LAKES, FL
Past
June 17, 2020 - June 18, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
LAND O LAKES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2023)
RR
Alaska(1/11/2023)
RR
Arizona(1/23/2023)
RR
Arkansas(1/27/2023)
RR
California(1/10/2023)
RR
Colorado(1/10/2023)
RR
Connecticut(1/11/2023)
RR
Delaware(1/10/2023)
RR
District of Columbia(1/18/2023)
RR
Florida(10/27/2022)
IAR
Florida(11/28/2022)
RR
Georgia(1/13/2023)
RR
Hawaii(1/10/2023)
RR
Idaho(1/10/2023)
RR
Illinois(1/18/2023)
RR
Indiana(1/10/2023)
RR
Iowa(1/12/2023)
RR
Kansas(1/9/2023)
RR
Kentucky(1/10/2023)
RR
Louisiana(1/13/2023)
RR
Maine(1/10/2023)
RR
Maryland(1/10/2023)
RR
Massachusetts(1/10/2023)
RR
Michigan(1/11/2023)
RR
Minnesota(1/11/2023)
RR
Mississippi(1/17/2023)
RR
Missouri(1/9/2023)
RR
Montana(1/9/2023)
RR
Nebraska(1/10/2023)
RR
Nevada(1/20/2023)
RR
New Hampshire(1/13/2023)
RR
New Jersey(1/10/2023)
RR
New Mexico(1/10/2023)
RR
New York(1/10/2023)
RR
North Carolina(1/10/2023)
RR
North Dakota(1/17/2023)
RR
Ohio(1/10/2023)
RR
Oklahoma(1/18/2023)
RR
Oregon(1/9/2023)
RR
Pennsylvania(1/10/2023)
RR
Puerto Rico(1/25/2023)
RR
Rhode Island(1/12/2023)
RR
South Carolina(1/11/2023)
RR
South Dakota(1/11/2023)
RR
Tennessee(1/12/2023)
RR
Texas(1/9/2023)
RR
Utah(1/10/2023)
RR
Vermont(1/9/2023)
RR
Virgin Islands(1/10/2023)
RR
Virginia(1/10/2023)
RR
Washington(1/10/2023)
RR
West Virginia(1/20/2023)
RR
Wisconsin(1/9/2023)
RR
Wyoming(1/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/17/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
