Mengchi Cao

US TIGER SECURITIES

New York, NY 10022

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CRD#: 7166121

Professional summary

Mengchi Cao, who also goes by Camille Cao, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.

Mengchi is registered as a RR (Registered Representative) and started their career in finance in 2021. Mengchi has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Camille Cao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mengchi Cao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2021 - Present

US TIGER SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 120583

New York, NY

Current

August 27, 2021 - Present

TRADEUP SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 18483

New York, NY

Past

June 7, 2021 - September 7, 2021

HAITONG INTERNATIONAL SECURITIES (USA) INC.

CRD#: 132201

NEW YORK, NY

Past

March 8, 2021 - June 3, 2021

HAITONG SECURITIES USA LLC

CRD#: 281918

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/27/2021)

New York
(8/27/2021)

Exams

State Security Law Exam

Series 63

Date: 4/2/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 6/19/2021

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 3/6/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/18/2020

Securities Industry Essentials Examination

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: , 8-36754

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

437 Madison Ave 27th Floor, New York, NY 10022

Mailing Address

437 Madison Ave 27th Floor, New York, NY 10022

Phone number

(973) 228-2886

Established

New Jersey since 09/03/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TIGER FINTECH HOLDINGS INC.	DOMESTIC ENTITY
COHEN, MICHAEL LINDSEY	AMLCO	2246010
HUANG, LEI	BOARD OF DIRECTOR	5248191
HUANG, LEI	CEO	5248191
LIANG, CE	HEAD OF FINANCE/ PFO	7554601
LIU, YOUQING	FINOP/POO/CFO	5893930
LUPO, VINCENT JR.	CHIEF OPERATIONS OFFICER	1478037
YE, GUANWU	CCO	5985247

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Mengchi Cao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mengchi Cao's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEUP SECURITIES, INC.

HAITONG INTERNATIONAL SECURITIES (USA) INC.

HAITONG SECURITIES USA LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/2021

Series 57TO

Date: 6/19/2021

Series 7TO

Date: 3/6/2021

SIE

Date: 7/18/2020

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEUP SECURITIES, INC.

TRUST BUT VERIFY

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