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Christopher Gibbs

FIDELITY BROKERAGE SERVICES
JERSEY CITY, NJ
·CRD# 7165247·7 years experience

Professional Summary

Christopher Gibbs, who also goes by Chris Gibbs, Christopher Gerard Gibbs, Christopher Gibbs, is a registered financial advisor currently at FIDELITY BROKERAGE SERVICES LLC located in Jersey City, New Jersey and FIDELITY DISTRIBUTORS COMPANY LLC located in Jersey City, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 5 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Gibbs, Christopher Gerard Gibbs, Christopher Gibbs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
499 Washington Blvd, Jersey City, NJ 07310
July 3, 2023 - Present
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
499 Washington Blvd, Jersey City, NJ 07310
July 16, 2024 - Present
ROCKEFELLER FINANCIAL LLC·CRD# 291361
BD
Paramus, NJ
October 10, 2022 - May 23, 2023
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
June 23, 2021 - September 13, 2022
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
October 3, 2019 - February 25, 2021

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Current Firm

FD
FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: 8-35097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone Number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.STOCKHOLDER—
ACKERMAN, CHARLES ALLANDIRECTOR2168517
ADAMS, ROBERTCOO1291582
GUSTAFSON, DALTONPRESIDENT/DIRECTOR2439305
HAGGERTY, MARK AEXECUTIVE VICE PRESIDENT/DIRECTOR4347837
KAVANAUGH, NATALIE ANNCHIEF LEGAL OFFICER—
MCGINTY, JOHN JR.CHIEF COMPLIANCE OFFICER5560420
RHODES, NOAH BUTLERCHIEF FINANCIAL OFFICER6546392
WALLEN, DEREK ANDERSONSENIOR VICE PRESIDENT2174696

Disclosures

Regulatory Event

3

Arbitration

17

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/16/2024)
RR
Alaska
(7/16/2024)
RR
Arizona
(7/16/2024)
RR
Arkansas
(7/16/2024)
RR
California
(7/16/2024)
RR
Colorado
(7/16/2024)
RR
Connecticut
(7/16/2024)
RR
Delaware
(7/16/2024)
RR
District of Columbia
(7/16/2024)
RR
Florida
(7/16/2024)
RR
Georgia
(7/16/2024)
RR
Hawaii
(7/16/2024)
RR
Idaho
(7/16/2024)
RR
Illinois
(7/16/2024)
RR
Indiana
(7/16/2024)
RR
Iowa
(7/16/2024)
RR
Kansas
(7/16/2024)
RR
Kentucky
(7/16/2024)
RR
Louisiana
(7/16/2024)
RR
Maine
(7/16/2024)
RR
Maryland
(7/16/2024)
RR
Massachusetts
(7/16/2024)
RR
Michigan
(7/16/2024)
RR
Minnesota
(7/16/2024)
RR
Mississippi
(7/16/2024)
RR
Missouri
(7/16/2024)
RR
Montana
(7/16/2024)
RR
Nebraska
(7/16/2024)
RR
Nevada
(7/16/2024)
RR
New Hampshire
(7/16/2024)
RR
New Jersey
(6/26/2024)
RR
New Mexico
(7/16/2024)
RR
New York
(7/16/2024)
RR
North Carolina
(7/16/2024)
RR
North Dakota
(7/16/2024)
RR
Ohio
(7/17/2024)
RR
Oklahoma
(7/16/2024)
RR
Oregon
(7/16/2024)
RR
Pennsylvania
(7/16/2024)
RR
Puerto Rico
(7/16/2024)
RR
Rhode Island
(7/16/2024)
RR
South Carolina
(7/16/2024)
RR
South Dakota
(7/16/2024)
RR
Tennessee
(7/16/2024)
RR
Texas
(7/16/2024)
RR
Utah
(7/16/2024)
RR
Vermont
(7/16/2024)
RR
Virginia
(7/16/2024)
RR
Washington
(7/16/2024)
RR
West Virginia
(7/16/2024)
RR
Wisconsin
(7/16/2024)
RR
Wyoming
(7/16/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam
FINRA
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Gibbs's CRS (Customer Relationship Summary).

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