Daniel Henao-ararat
Professional summary
Daniel Henao-ararat, who also goes by Daniel Henao, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Daniel has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Henao-ararat's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N. Tryon St 33rd Floor, Charlotte, NC 28202August 24, 2021 - January 6, 2023
TRUIST INVESTMENT SERVICES, INC.
November 25, 2019 - August 30, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2021)
Exams
Series 7TO
Date: 11/25/2019
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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