JV
John R. Vann
RHODES INVESTMENT ADVISORS
Fort Worth, TX 76012
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CRD#: 715885
JV
Professional summary
John Rush Vann JR, who also goes by John Rush Vann, Rush Vann, is a registered financial advisor currently at RHODES INVESTMENT ADVISORS, INC. located in Fort Worth, Texas and RHODES SECURITIES, INC. located in Fort Worth, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. John has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 15, Series 5, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Rush Vann | Rush Vann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INSURANCE AGENT REPRESENTING SEVERAL COMPANIES. 2.) INDEPENDENT CONTRACTOR REGISTERED REPRESENTATIVE OF RHODES SECURITIES, INC. DBA VANN INVESTMENTS LOCATED AT 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102 30 HOURS A WEEK. 3) 1921 Briarwood LLC; Investment Related; Fort Worth, Tx.; Real estate acquisition for short term rentals; Partner; Director; 02-2024; Approximately 1 hour per month; Approximately less than 1 hour per month during securities trading hours; Investment.
CRS (Client Relationship Summary) - RIA
Click below to view John Rush Vann JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2002 - Present
RHODES INVESTMENT ADVISORS, INC.
Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76012RIA
CRD#: 114245
Fort Worth, TX
Current
April 12, 2002 - Present
RHODES SECURITIES, INC.
Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76102BD
CRD#: 19610
Fort Worth, TX
Past
March 2, 1998 - April 27, 2002
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
July 31, 1996 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
July 27, 1989 - August 13, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
BD
CRD#: 260
DALLAS, TX
Past
November 7, 1980 - August 8, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Past
September 23, 1980 - February 12, 1985
SCHNEIDER, BERNET & HICKMAN, INC.
BD
CRD#: 750
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RHODES INVESTMENT ADVISORS, INC.
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
CRD#: 114245 / SEC#: 801-117510
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Kansas
Registered Investment Advisory firm - (11/5/2020 Terminated)Louisiana
Registered Investment Advisory firm - (11/6/2020 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (1/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (11/5/2020 Terminated)Texas
Registered Investment Advisory firm - (11/5/2020 Terminated)Washington
Registered Investment Advisory firm - (12/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/12/2002)
RR
Arkansas(11/10/2021)
RR
California(4/12/2002)
RR
Colorado(4/12/2002)
RR
Connecticut(10/25/2021)
RR
Idaho(5/16/2016)
RR
Louisiana(1/10/2011)
RR
Maryland(11/10/2021)
RR
Michigan(10/24/2006)
RR
Missouri(11/10/2021)
RR
Nevada(12/26/2018)
RR
North Carolina(10/26/2021)
RR
Oklahoma(11/10/2021)
RR
Texas(4/12/2002)
IAR
Texas(5/13/2002)
RR
Virginia(11/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 10/9/1987
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/29/1985
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
RI
RHODES INVESTMENT ADVISORS, INC.
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
CRD#: 114245 / SEC#: 801-117510
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Kansas
Registered Investment Advisory firm - (11/5/2020 Terminated)Louisiana
Registered Investment Advisory firm - (11/6/2020 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (1/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (11/5/2020 Terminated)Texas
Registered Investment Advisory firm - (11/5/2020 Terminated)Washington
Registered Investment Advisory firm - (12/31/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
306 West 7th Street Suite 1000, Fort Worth, TX 76012
Mailing Address
Phone number
(817) 334-0455
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 376,312,618 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
