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CRD#: 19610
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RHODES SECURITIES, INC. is located at 306 West 7th Street Suite 1000, Ft Worth, TX 76102 and was first established at Dallas, Texas in 02/18/1987. After operating for 39 years, RHODES SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RHODES SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. RHODES SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RHODES SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RHODES SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RHODES SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RHODES SECURITIES, INC. Comes From

Understanding the Statistics for RHODES SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Arbitration
1

FIRM INFORMATION

Main Address
306 West 7th Street Suite 1000, Ft Worth, TX 76102
Mailing Address
306 West 7th Street Suite 1000, Fort Worth, TX 76102
Firm Size
Small
Phone Number
(817) 334-0455
Established
Texas since 02/18/1987
Firm Type
Corporation
Fiscal year end
April
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
RHODES, J. GORDONDIRECTOR, CEO, FINOP4763582
ZEHNTNER, MARILYN RUTHPRESIDENT, COO, CCO2645697

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at RHODES SECURITIES, INC.

Clifford John Brott JR

Clifford John Brott JR

C J Brott
IAR
RR
CRD#: 31829
CFP®: Certified Financial Planner
Location:
Dallas, TX 75230
Company:
CAPITAL IDEAS
Disclosures:
Experience:
54 years
View Profile
TS

Timothy Robert Singleton

Tim Singleton
IAR
RR
CRD#: 1587209
CFP®: Certified Financial Planner
Location:
Edmond, OK 73013
Company:
RHODES INVESTMENT ADVISORS, INC.
Disclosures:
Experience:
39 years
View Profile
JP

James David Palmer

James Palmer, Jim Palmer
IAR
RR
CRD#: 2369773
AIF®: Accredited Investment Fiduciary
Location:
Fort Worth, TX 76012
Company:
RHODES INVESTMENT ADVISORS, INC.
Disclosures:
Experience:
32 years
View Profile
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