PD
Patricia H. Drabick
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
East Longmeadow, MA 01028
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CRD#: 71587
PD
Professional summary
Patricia Hamilton Drabick is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in East Longmeadow, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in East Longmeado, Massachusetts.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Patricia has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PATRICIA H DRABICK, NOTARY, 5725 BARBMOR CT ALEXANDRIA VA, 10/2021, Notary, NIR, 0 HR/MO 0 HR/MO TRADING 2) THE LEMON GROUP, 1881 N NASH STREET UNIT 911 ARLINGTON VA, 10/2022, ADMIN, NIR, 60 HR/MO 0 HR/MO TRADING 3) LEMON ESTATE, ARLINGTON VA, 05/2024, CO-EXECUTOR, ADMINISTRATIVE, INV REL, 15 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Hamilton Drabick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 200 North Main St., West Blgd. Ste. 1203, East Longmeadow, MA 01028Office #2: 1919 Pennsylvania Ave, Nw Suite 760, Washington, DC 20006RIA
CRD#: 134139
East Longmeadow, MA
Current
February 24, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 200 North Main St., West Bldg. Ste. 1203, East Longmeado, MA 01028BD
CRD#: 39543
East Longmeado, MA
Past
March 13, 2012 - February 24, 2015
JOHNSTON LEMON ASSET MANAGEMENT INC
RIA
CRD#: 109126
WASHINGTON, DC
Past
October 22, 2007 - December 31, 2011
JOHNSTON LEMON ASSET MANAGEMENT INC
RIA
CRD#: 109126
WASHINGTON, DC
Past
May 30, 2003 - May 30, 2003
JOHNSTON LEMON ASSET MANAGEMENT INC
RIA
CRD#: 109126
WASHINGTON, DC
Past
February 5, 1974 - June 1, 2015
JOHNSTON, LEMON & CO. INCORPORATED
BD
CRD#: 473
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/27/2015)
RR
California(2/24/2015)
RR
District of Columbia(2/24/2015)
RR
Florida(2/24/2015)
RR
Georgia(2/24/2015)
RR
Maine(2/24/2015)
RR
Maryland(2/24/2015)
RR
Massachusetts(7/18/2023)
IAR
Massachusetts(7/26/2023)
RR
Minnesota(2/24/2015)
RR
New York(2/24/2015)
RR
North Carolina(2/25/2015)
RR
Vermont(3/12/2015)
RR
Virginia(2/24/2015)
IAR
Virginia(1/3/2020)
RR
West Virginia(1/7/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 4/29/1983
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 1/29/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
