Christopher J. Kinsley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jacob Kinsley was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1980. Christopher had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 15, Series 3, Series 5, Series 7, PC, Series 53, Series 12, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2002 - September 23, 2002
ARJENT LTD.
January 7, 2002 - January 7, 2002
ARJENT LTD.
November 21, 2001 - March 25, 2002
CLARK STREET CAPITAL, INC.
April 12, 2001 - November 27, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
November 28, 1995 - April 4, 2001
MASON HILL & CO., INC.
July 5, 1995 - December 4, 1995
NORTHEAST SECURITIES, LLC
July 31, 1993 - June 28, 1995
CITIGROUP GLOBAL MARKETS INC.
August 12, 1982 - July 31, 1993
LEHMAN BROTHERS INC.
November 26, 1980 - August 27, 1982
UBS FINANCIAL SERVICES INC.
September 23, 1980 - August 16, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/22/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 12/6/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/30/1981
Interest Rate Options ExaminationPC
Date: 5/2/1977
AMEX Put and Call ExamSeries 12
Date: 11/19/1983
NYSE Branch Manager ExaminationCurrent Firm
ARJENT LTD.
CRD#: 35909 / SEC#: , 8-46922
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARJENT SERVICES LIMITED (UK) | OWNER | |
| DAVANZO, GEORGE | FINOP/CFO | 1866674 |
| DEPALO, ROBERT PHILIP | CHAIRMAN/CEO/SECY/CORP. DIRECTOR | 2946313 |
| DIFIORE, MONICA LISA | CCO | 2966552 |
| FALLAH, ROBERT BOBAK | CO-CHAIRMAN/PRESIDENT/DIRECTOR CORPORATE FINANCE | 1069032 |
| HEINEMAN, RONALD MARK | MANAGING DIRECTOR/CROP/SROP/MUNI PRINCIPAL | 241924 |
| SCHONWALD, GARY ALAN | TREASURER/CORPORATE DIRECTOR | 4478897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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