Eric Hugo Waser
Professional Summary
Eric Hugo Waser is a registered financial advisor currently at PGB SECURITIES LLC located in Bedminster, New Jersey. Eric is registered as a RR (Registered Representative) and started their career in finance in 2020. Eric has worked at 1 firm and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
PGB SECURITIES LLC | PGBANK SECURITIES LLC
Contact Information
Main Address
500 Hills Drive, Bedminster, NJ 07921Mailing Address
500 Hills Drive, Bedminster, NJ 07921Phone Number
(908) 443-5385Established
New Jersey since 03/21/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/3/2026)
(2/14/2025)
(9/13/2022)
(11/27/2023)
(5/5/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2022About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jul 2019About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Hugo Waser's CRS (Customer Relationship Summary).
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