Pi H. Kao
Professional summary
Pi Hsia Kao, who also goes by Pihsia Kao, is a registered financial professional currently at EMPIRE INVESTMENT INC. located in Flushing, New York.
Pi is registered as a RR (Registered Representative) and started their career in finance in 1980. Pi has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pi Hsia Kao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 1986 - Present
EMPIRE INVESTMENT INC.
Office #1: 136-20 38th Avenue Suite 9e, Flushing, NY 11354Office #2: 136-20 38th Ave. Suite 9e, Flushing, NY 11354August 22, 1980 - November 5, 1984
THOMSON MCKINNON SECURITIES INC.
August 19, 1980 - October 18, 1983
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EMPIRE INVESTMENT INC.
CRD#: 16763 / SEC#: , 8-33594
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WU, LEON SUN | PRESIDENT/ CHIEF COMPLIANCE OFFICER | 6529899 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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