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FIRM PROFILE
Overview
EMPIRE INVESTMENT INC. is located at 136-20 38th Ave. Suite 9e, Flushing, NY 11354 and was first established at Long Island, New York in 10/31/1984. After operating for 41 years, EMPIRE INVESTMENT INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EMPIRE INVESTMENT INC.’s clients are individuals and 0% of their clients are high net worth individuals. EMPIRE INVESTMENT INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EMPIRE INVESTMENT INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EMPIRE INVESTMENT INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EMPIRE INVESTMENT INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for EMPIRE INVESTMENT INC. Comes From
Understanding the Statistics for EMPIRE INVESTMENT INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
136-20 38th Ave. Suite 9e, Flushing, NY 11354
136-20 38th Ave. Suite 9e, Flushing, NY 11354
Small
(718) 445-2313
New York since 10/31/1984
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WU, LEON SUN | PRESIDENT/ CHIEF COMPLIANCE OFFICER | 6529899 |
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Advisor's working at EMPIRE INVESTMENT INC.
Su Tang
Lei Li
Robert John Mitchell
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