AW
Annabeth G. Wilkes
CORNERSTONE WEALTH
Charlotte, NC 28277
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CRD#: 7135988
AW
Professional summary
Annabeth Grace Wilkes, CFP®, who also goes by Annabeth Grace Harris, Annabeth Harris, is a registered financial advisor currently at CORNERSTONE WEALTH located in Charlotte, North Carolina.
Annabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Annabeth has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Annabeth Grace Harris | Annabeth Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cornerstone Wealth Group, LLC., Start Date: 03/29/2021, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, LLC, RIA, Associate Advisor, Prepare and organize review materials for meetings, manage follow up items from client meetings, complete new account applications, asset transfer forms and other specific maintenance requests, handle money movement requests including distribution processing, maintain client records, Investment Related, 40 Hours per month, 37.5 Hours per day during trading hours. 2. Notary, Start Date: 10/26/2021, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, Notary Public, Notary Public, Notarize documents upon request, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours. 3. Pioneer Church, Start Date: 08/06/2021, 1041 Sylvia Circle, Rock Hill, SC 29730, Church Finance Committee, Finance Committee Member, I help manage church budget and expenses, Not Investment Related, 0-5 Hours per month, 0-5 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Annabeth Grace Wilkes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2024 - Present
CORNERSTONE WEALTH
Office #1: 3436 Toringdon Way Ste 210, Charlotte, NC 28277RIA
CRD#: 289971
Charlotte, NC
Past
April 16, 2021 - July 15, 2025
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Charlotte, NC
Past
September 9, 2019 - April 15, 2021
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16810 Kenton Drive Suite 200, Huntersville, NC 28078
Mailing Address
Phone number
(704) 987-3410
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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