Craig C. Brigman
KESTRA PRIVATE WEALTH SERVICES
Roanoke, VA 24016
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CRD#: 7135589
Professional summary
Craig C Brigman, who also goes by Craig Charles Brigman, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Roanoke, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Roanoke, Virginia.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Craig has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Charles Brigman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: CARDINAL TAX POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2024 ADDRESS: 6701 Peters Creek Rd, Suite 107, Roanoke VA 24019, United States DESCRIPTION: Oversee operations of tax workers and projects. Supervise and assign work as needed. Handle complex tax issues. Name: DESTINATION WEALTH ADVISORS POSITION: Partner/Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 155 SECURITIES TRADING HOURS: 130 START DATE: 08/22/2024 ADDRESS: 6701 Peters Creek Rd, Suite 107, Roanoke VA 24019, United States DESCRIPTION: Investment management and advisory services provided to clients. Name: 460 EDUCATION POSITION: Owner NATURE: Education INVESTMENT RELATED: No # OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2013 ADDRESS: 1145 Oak Lawn Dr N, Forest VA 24551 DESCRIPTION: Oversee and define the scope of work. Act as subject-matter expert. Provide guidance and project management. Name: CARDINAL BUSINESS SERVICES POSITION: Owner NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2024 ADDRESS: 6701 Peters Creek Rd, Suite 107, Roanoke VA 24019, United States DESCRIPTION: Primary consultant and advisor. Provide leadership to team members and oversight of services provided. Name: BIZ LAB LLC POSITION: Owner NATURE: For Tax purposes INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2024 ADDRESS: 1145 Oak Lawn Dr N, Forest VA 24551, United States DESCRIPTION: Activity is for tracking and reporting purposes of Kestra PWS services/activities. Name: R3 TAX SOLUTIONS POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2024 ADDRESS: 6701 Peters Creek Rd, Suite 107, Roanoke VA 24019, United States DESCRIPTION: Oversee operations of tax workers and projects. Supervise and assign work as needed. Handle complex tax issues. Name: FINSERVE LLC POSITION: Owner NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2024 ADDRESS: 6701 Peters Creek Rd, Suite 107, Roanoke VA 24019, United States DESCRIPTION: Primary consultant and advisor. Provide leadership to team members and oversight of services provided.
CRS (Client Relationship Summary) - RIA
Click below to view Craig C Brigman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2024 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 351 Campbell Ave Suite 100, Roanoke, VA 24016RIA
CRD#: 155193
Roanoke, VA
Current
August 22, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6701 Peters Creek Road Suite 107, Roanoke, VA 24019BD
CRD#: 42046
Roanoke, VA
Past
September 3, 2019 - August 23, 2024
EDWARD JONES
RIA
CRD#: 250
ROANOKE, VA
Past
August 9, 2019 - August 23, 2024
EDWARD JONES
BD
CRD#: 250
ROANOKE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/22/2024)
RR
North Carolina(8/27/2024)
RR
Ohio(8/22/2024)
RR
Pennsylvania(8/26/2024)
RR
Virginia(8/22/2024)
IAR
Virginia(8/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
