Owen M. Brown

FOUNDATION WEALTH MANAGEMENT

Media, PA 19063

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CRD#: 7135112

Professional summary

Owen Michael Brown, who also goes by Owen Micheal Brown, Owen Brown, is a registered financial advisor currently at FOUNDATION WEALTH MANAGEMENT, LLC located in Media, Pennsylvania.

Owen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Owen has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Owen Micheal Brown | Owen Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: NOTARY; ADDRESS OF OBA: MEDIA, PA 19063; NATURE: NOTARY; INVESTMENT RELATED: NO; TITLE WITH OBA: NOTARY PUBLIC; DUTIES: PROVIDE AN ADDITIONAL SERVICE TO THE CLIENTS OF FOUNDATION WEALTH BY OFFERING IN-HOUSE NOTARY; START DATE: 08/13/2025; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen Michael Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2024 - Present

FOUNDATION WEALTH MANAGEMENT, LLC

Office #1: 9 West Third Street, Media, PA 19063

RIA

CRD#: 168270

Media, PA

Past

October 4, 2023 - December 21, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BALA CYNWYD, PA

Past

September 18, 2023 - December 21, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

BALA CYNWYD, PA

Past

January 13, 2023 - March 23, 2023

BROOKLYN PLANS LLC

RIA

CRD#: 284104

BEACON, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNDATION WEALTH MANAGEMENT, LLC

CRD#: 168270 / SEC#: 801-123756

RIA

Registered Investment Advisory firm - (4/18/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/3/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/16/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/23/2023

Securities Industry Essentials Examination

Current Firm

FOUNDATION WEALTH MANAGEMENT, LLC

CRD#: 168270 / SEC#: 801-123756

RIA

Registered Investment Advisory firm - (4/18/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/20/2022 Terminated)

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Contact information

Main Address

9 West Third Street, Media, PA 19063

Mailing Address

Phone number

(610) 548-7170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

10 13 2025 FWM FORM ADV PART 2A AND 2B FINAL (10/13/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 326,790,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Owen M. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen Michael Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

BROOKLYN PLANS LLC

Primary Firm SEC Registration

FOUNDATION WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2023

Series 65

Date: 9/3/2022

Series 7TO

Date: 9/16/2023

SIE

Date: 6/23/2023

Current Firm

FOUNDATION WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNDATION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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