Jacob A. Nester
Professional summary
Jacob Alexander Nester is a registered financial professional currently at PHILPOTT BALL & WERNER, LLC located in Charlotte, North Carolina.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Alexander Nester's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2019 - Present
PHILPOTT BALL & WERNER, LLC
Office #1: 11325 North Community House Road Suite 430, Charlotte, NC 28277State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2020)
(6/24/2019)
(2/9/2022)
(1/3/2024)
Exams
Series 79TO
Date: 6/24/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PHILPOTT BALL & WERNER, LLC
CRD#: 156364 / SEC#: , 8-68785
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHILPOTT BALL & WERNER, INC. | MANAGING MEMBER | |
| BERRY, NICHOLAS WAYNE | MANAGER | |
| VITTOR, GREG TODD | CFO/ FINOP | 1864219 |
| WERNER, EDWARD L | CEO/ CCO/ MANAGER |
Red Flags
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