Thomas Sweeney
Professional Summary
Thomas Sweeney is a registered financial advisor currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL CLEARING LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2020. Thomas has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
PALAFOX TRADING LLC
Contact Information
Main Address
830 Brickell Plaza Floor 15, Miami, FL 33131Mailing Address
830 Brickell Plaza Floor 15, Miami, FL 33131Phone Number
(305) 929-6851Established
Delaware since 01/16/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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(12/3/2024)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Sweeney's CRS (Customer Relationship Summary).
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