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Nicholas Mitchell Sahadi

CITADEL SECURITIES INSTITUTIONAL
New York, NY
·CRD# 4044856·26 years experience

Professional Summary

Nicholas Mitchell Sahadi, who also goes by Nicholas Mitchell Sahadi, Nicholas Sahadi, Nick Mitchell Sahadi, is a registered financial advisor currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL CLEARING LLC located in New York, New York. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1999. Nicholas has worked at 13 firms and has passed the Series 63, Series 57TO, Series 79TO, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Mitchell Sahadi, Nicholas Sahadi, Nick Mitchell Sahadi

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CITADEL SECURITIES INSTITUTIONAL LLC·CRD# 281102
BD
660 Fifth Avenue, New York, NY 10103
June 25, 2025 - Present
CITADEL CLEARING LLC·CRD# 172693
BD
660 Fifth Avenue, New York, NY 10103
June 25, 2025 - Present
PALAFOX TRADING LLC·CRD# 131114
BD
660 Fifth Avenue, New York, NY 10103
June 25, 2025 - Present
CITADEL SECURITIES LLC·CRD# 116797
BD
660 Fifth Avenue, New York, NY 10103
June 25, 2025 - Present
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
January 30, 2018 - May 30, 2024
CF SECURED, LLC·CRD# 285841
BD
New York, NY
May 16, 2017 - December 26, 2017
CFWP SECURITIES, LLC·CRD# 170228
BD
New York, NY
May 21, 2015 - April 20, 2017
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
December 15, 2014 - November 9, 2016
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
December 15, 2014 - December 26, 2017
DE ROUTE·CRD# 135981
BD
New York, NY
December 23, 2011 - November 3, 2014
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - December 22, 2011
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 29, 2004 - September 22, 2008
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
December 7, 1999 - June 22, 2004

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Current Firm

CS
CITADEL SECURITIES LLC

CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC

CRD#: 116797 / SEC#: 8-53574
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Mailing Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Phone Number

(305) 929-6851

Established

Delaware since 07/30/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CSHC US LLCOWNER—
ZHAO, PENGCHIEF EXECUTIVE OFFICER4978269
CARROLL, SEAN VINCENTPRINCIPAL OPERATIONS OFFICER2518443
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)MANAGING MEMBER—
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER AND FINOP5587809
LEVY, SETH GARDNERCHIEF COMPLIANCE OFFICER7718259

Disclosures

Regulatory Event

76

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/25/2025)
RR
Alaska
(6/25/2025)
RR
California
(6/25/2025)
RR
Florida
(6/25/2025)
RR
Louisiana
(6/25/2025)
RR
Michigan
(6/25/2025)
RR
Montana
(6/25/2025)
RR
New York
(6/25/2025)
RR
Pennsylvania
(6/25/2025)
RR
Puerto Rico
(6/25/2025)
RR
Rhode Island
(6/25/2025)
RR
Texas
(6/25/2025)
RR
Virginia
(6/25/2025)
RR
Washington
(6/25/2025)
RR
Wyoming
(6/25/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2004

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2005About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Nicholas Mitchell Sahadi's CRS (Customer Relationship Summary).

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