Kimberly A. Bennett
Professional summary
Kimberly Ann Bennett, who also goes by Kimberly Ann Morinec, is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Boca Raton, Florida.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2022. Kimberly has worked at 2 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Ann Bennett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
WALLACHBETH CAPITAL LLC
Office #1: 1001 Yamato Road, Suite 404, Boca Raton, FL 33431May 16, 2022 - August 2, 2023
FCF SECURITIES AND DERIVATIVES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
Exams
Series 57TO
Date: 10/27/2023
Securities Trader ExamSeries 7TO
Date: 5/16/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
WALLACHBETH CAPITAL LLC
CRD#: 147853Boca Raton, FL 33431TRUST BUT VERIFY
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