Liam D. Fitzgerald

LYON WEALTH ADVISORS

CHARLOTTE, NC 28217

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CRD#: 7127966

Professional summary

Liam Dunning Fitzgerald, CFP®, who also goes by Liam Fitzgerald, is a registered financial advisor currently at LYON WEALTH ADVISORS located in Charlotte, North Carolina.

Liam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Liam has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Liam Fitzgerald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liam Dunning Fitzgerald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 30, 2023 - Present

LYON WEALTH ADVISORS

Office #1: 8816 Red Oak Blvd. Suite 140, Charlotte, NC 28217

RIA

CRD#: 325041

CHARLOTTE, NC

Past

September 18, 2020 - January 26, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

CHARLOTTE, NC

Past

July 9, 2020 - January 26, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LYON WEALTH ADVISORS

LYON WEALTH ADVISORS | LYON WEALTH ADVISORS GROUP, LLC

CRD#: 325041 / SEC#: 801-133992

RIA

Registered Investment Advisory firm - (7/24/2025 Approved)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/9/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2019

Securities Industry Essentials Examination

Current Firm

LYON WEALTH ADVISORS

LYON WEALTH ADVISORS | LYON WEALTH ADVISORS GROUP, LLC

CRD#: 325041 / SEC#: 801-133992

RIA

Registered Investment Advisory firm - (7/24/2025 Approved)

North Carolina

Registered Investment Advisory firm - (8/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2025 Terminated)

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Contact information

Main Address

8816 Red Oak Blvd. Suite 140, Charlotte, NC 28217

Mailing Address

Phone number

(704) 424-9780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LYON WEALTH ADVISORS - FORM ADV PART 2A INITIAL SEC (JUNE 2025) (6/26/2025)

LYON WEALTH ADVISORS FORM ADV PART 2A (3/31/2025)

LYON WEALTH ADVISORS - WESLEY LYON PART 2B (3/31/2025)

LYON WEALTH ADVISORS - LIAM FITZGERALD PART 2B (3/31/2025)

LYON WEALTH ADVISORS - LEE MANN PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 198,389,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Liam D. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liam Dunning Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYON WEALTH ADVISORS

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

LYON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2020

Series 7TO

Date: 7/9/2020

SIE

Date: 10/28/2019

Current Firm

LYON WEALTH ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LYON WEALTH ADVISORS

TRUST BUT VERIFY

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