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RS

Robert A. Schetty

CASTFIRM ADVISORS LLC
GARDEN CITY, NY 11530
Some features on this profile are disabled
CRD#: 7127405
RS

Professional summary

Robert Austin Schetty, who also goes by Rob Austin Schetty, Rob Schetty, Robert Schetty, is a registered financial advisor currently at CASTFIRM ADVISORS LLC located in Garden City, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Robert has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rob Austin Schetty | Rob Schetty | Robert Schetty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Austin Schetty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2025 - Present

CASTFIRM ADVISORS LLC

Office #1: 377 Oak Street Suite 203, Garden City, NY 11530
RIA
CRD#: 327519
GARDEN CITY, NY
Past

March 23, 2022 - January 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
LOCUST VALLEY, NY
Past

March 23, 2022 - January 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
LOCUST VALLEY, NY
Past

January 25, 2022 - March 12, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

November 10, 2021 - March 12, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/10/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/29/2021
Securities Industry Essentials Examination

Current Firm

CA
CASTFIRM ADVISORS LLC
CASTFIRM ADVISORS LLC

CRD#: 327519 / SEC#:

New York
Registered Investment Advisory firm - (10/20/2023 Approved)
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Contact information

Main Address
377 Oak Street Suite 203, Garden City, NY 11530
Mailing Address
Po Box 331, Rockville Centre, NY 11570
Phone number
(516) 888-9986
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 2,710,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTFIRM ADVISORS LLC

CRD#: 327519Garden City, NY 11530

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