Jacob H. Adams
Professional summary
Jacob Hampton Adams, who also goes by Jake Adams, is a registered financial advisor currently at AXIENT INVESTMENT ADVISORS LLC located in Florence, Alabama and STONEX SECURITIES INC. located in Florence, Alabama.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jacob has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Hampton Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2026 - Present
AXIENT INVESTMENT ADVISORS LLC
Office #1: 454 N Pine St, Florence, AL 35630June 12, 2024 - Present
STONEX SECURITIES INC.
Office #1: 454 N Pine St, Florence, AL 35630June 12, 2024 - January 14, 2026
STONEX ADVISORS INC.
September 18, 2023 - May 20, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 10, 2023 - May 20, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2024)
(1/15/2026)
(9/10/2024)
(8/1/2025)
(6/12/2024)
(8/29/2024)
(2/6/2025)
(11/24/2025)
(2/11/2025)
(9/3/2024)
(9/3/2024)
Exams
Series 7TO
Date: 8/1/2024
General Securities Representative ExaminationSeries 6TO
Date: 7/10/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
AXIENT INVESTMENT ADVISORS LLC
CRD#: 336722 / SEC#: 801-134453
Contact information
SEC notice filing (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
