AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TB

Timothy M. Briody

TRANSAMERICA RETIREMENT ADVISORS
Woodland Hills, CA
Some features on this profile are disabled
CRD#: 7119348
TB

Professional summary

Timothy M Briody, who also goes by Timothy Michael Briody Jr, Timothy Michael Briody, Timothy Briody Jr, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Woodland Hills, California and TRANSAMERICA INVESTORS SECURITIES, LLC located in New Port Richey, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Timothy has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy Michael Briody Jr | Timothy Michael Briody | Timothy Briody Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy M Briody's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2024 - Present

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
Woodland Hills, CA
Current

August 7, 2024 - Present

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
New Port Richey, FL
Past

January 4, 2023 - August 5, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WOODLAND HILLS, CA
Past

January 4, 2023 - August 5, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WOODLAND HILLS, CA
Past

September 15, 2022 - October 4, 2022

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
GLENDALE, CA
Past

April 29, 2022 - October 4, 2022

NYLIFE SECURITIES LLC

BD
CRD#: 5167
GLENDALE, CA
Past

March 13, 2020 - September 16, 2020

EDWARD JONES

RIA
CRD#: 250
DEARBORN, MI
Past

February 14, 2020 - September 16, 2020

EDWARD JONES

BD
CRD#: 250
DEARBORN, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA
Registered Investment Advisory firm - (12/16/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/7/2024)
RR
Alaska
(8/7/2024)
RR
Arizona
(8/7/2024)
RR
Arkansas
(8/7/2024)
RR
California
(8/7/2024)
IAR
California
(8/7/2024)
RR
Colorado
(8/7/2024)
RR
Connecticut
(8/7/2024)
RR
Delaware
(8/7/2024)
RR
District of Columbia
(8/7/2024)
RR
Florida
(8/7/2024)
RR
Georgia
(8/7/2024)
RR
Hawaii
(8/7/2024)
RR
Idaho
(8/7/2024)
RR
Illinois
(8/7/2024)
RR
Indiana
(8/7/2024)
RR
Iowa
(8/7/2024)
RR
Kansas
(8/7/2024)
RR
Kentucky
(8/7/2024)
RR
Louisiana
(8/7/2024)
RR
Maine
(8/7/2024)
RR
Maryland
(8/7/2024)
RR
Massachusetts
(8/7/2024)
RR
Michigan
(8/7/2024)
RR
Minnesota
(8/7/2024)
RR
Mississippi
(8/7/2024)
RR
Missouri
(8/7/2024)
RR
Montana
(8/7/2024)
RR
Nebraska
(8/7/2024)
RR
Nevada
(8/7/2024)
RR
New Hampshire
(8/7/2024)
RR
New Jersey
(8/7/2024)
RR
New Mexico
(8/7/2024)
RR
New York
(8/7/2024)
RR
North Carolina
(8/7/2024)
RR
North Dakota
(8/7/2024)
RR
Ohio
(8/7/2024)
RR
Oklahoma
(8/7/2024)
RR
Oregon
(8/7/2024)
RR
Pennsylvania
(8/7/2024)
RR
Puerto Rico
(8/7/2024)
RR
Rhode Island
(8/7/2024)
RR
South Carolina
(8/7/2024)
RR
South Dakota
(8/7/2024)
RR
Tennessee
(8/7/2024)
RR
Texas
(8/7/2024)
RR
Utah
(8/7/2024)
RR
Vermont
(8/7/2024)
RR
Virginia
(8/7/2024)
RR
Washington
(8/7/2024)
RR
West Virginia
(8/7/2024)
RR
Wisconsin
(8/7/2024)
RR
Wyoming
(8/7/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA
Registered Investment Advisory firm - (12/16/1992 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRANSAMERICA RETIREMENT ADVISORS, LLC THIRD PARTY MONEY MANAGERS BROCHURES (5/22/2025)
TRANSAMERICA RETIREMENT ADVISORS, LLC TRANSAMERICA PERSONALIZED PORTFOLIOS BROCHURE (2/14/2025)
TRANSAMERICA RETIREMENT ADVISORS, LLC. DEFINED BENEFIT SERVICES BROCHURE (2/14/2025)
TRANSAMERICA RETIREMENT ADVISORS, LLC. MANAGED ADVICE SERVICES BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts212,836
AUM (Assets Under Management)$ 16,157,423,229

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/10/2025
Cover Page
Report
10/25/2024
Cover Page
Report
07/25/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSAMERICA RETIREMENT ADVISORS, LLC

CRD#: 107319Woodland Hills, CA

TRUST BUT VERIFY

Monitor Timothy Briody

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.