Barbara D. Halpern
Professional summary
Barbara Diane Halpern, who also goes by Barbara Diane Reinhold, is a registered financial professional currently at GREENWICH CAPITAL PARTNERS, LLC located in Greenwich, Connecticut and RICHARD JAMES & ASSOCIATES, INC. located in Syosett, New York.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 1980. Barbara has worked at 27 firms and has passed the SIE, Series 99TO, Series 27, F04 and Series 54FN exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barbara Diane Halpern's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2020 - Present
GREENWICH CAPITAL PARTNERS, LLC
Office #1: 135 Milbank Avenue West, Greenwich, CT 06830October 19, 2022 - Present
RICHARD JAMES & ASSOCIATES, INC.
Office #1: 75 Jackson Ave, Syosett, NY 11791October 27, 2021 - January 3, 2023
APIFINY PRIME INC.
August 3, 2021 - October 21, 2021
APIFINY PRIME INC.
May 29, 2020 - October 7, 2022
RICHARD JAMES & ASSOCIATES, INC.
December 26, 2019 - May 11, 2022
COVA CAPITAL PARTNERS LLC
February 14, 2018 - July 10, 2018
GREENWICH ENERGY CAPITAL ADVISORS
July 8, 2014 - January 28, 2016
RICHARD JAMES & ASSOCIATES, INC.
March 31, 2014 - February 5, 2016
DAVIS SECURITIES LLC
September 20, 2013 - April 20, 2016
GREENWICH ENERGY CAPITAL ADVISORS
January 16, 2013 - March 31, 2016
BMI CAPITAL INTERNATIONAL LLC
December 9, 2010 - June 10, 2014
HAMPTON HEDGE FUND MARKETING, LLC
October 22, 2010 - August 1, 2011
WESTBURY GROUP LLC
July 1, 2009 - August 7, 2015
SAWAYA PARTNERS SECURITIES, LLC
January 25, 2008 - June 4, 2008
EVOLUTION MARKETS FINANCIAL SERVICES LLC
October 25, 2007 - August 29, 2008
CRONUS PARTNERS LLC
October 23, 2007 - September 18, 2015
J.D. NICHOLAS & ASSOCIATES, INC.
November 7, 2006 - August 26, 2009
CGI MERCHANT CAPITAL, LLC
December 2, 2005 - February 23, 2006
GLOBAL ARENA CAPITAL CORP
January 26, 1999 - September 1, 2005
SUNGARD INSTITUTIONAL BROKERAGE INC.
December 13, 1995 - September 29, 1998
J.P.R. CAPITAL CORP.
December 3, 1992 - November 2, 1993
IRC INVESTMENTS INC.
November 6, 1990 - December 10, 1998
BCP SECURITIES, INC.
March 5, 1990 - June 6, 1998
SUNGARD INSTITUTIONAL BROKERAGE INC.
December 7, 1989 - February 17, 1990
HASAN GROWNEY CO. INC.
August 3, 1989 - December 4, 1990
INTEGRATED ASSETS GROUP, INC.
January 1, 1989 - March 20, 2006
W. T. CABE & COMPANY, INC.
September 1, 1988 - September 28, 1989
ROBYNS CAPITAL CORP.
May 13, 1988 - August 25, 1997
SFI INVESTMENTS, INC.
March 22, 1988 - March 22, 1990
TULLETT & TOKYO SECURITIES, INC.
October 28, 1987 - January 1, 1989
GLOBAL ARENA CAPITAL CORP
October 18, 1986 - January 28, 1987
AMFCO SECURITIES, INC.
August 25, 1982 - January 28, 1985
AMFCO SECURITIES, INC.
July 15, 1980 - April 5, 1982
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationF04
Date: 10/16/1980
Financial Principal ExaminationSeries 54FN
Date: 6/26/1980
Municipal Securities Financial and Operations Principal ExaminationFINRA
Current Firm
RICHARD JAMES & ASSOCIATES, INC.
CRD#: 169131 / SEC#: , 8-69352
Contact information
FINRA licenses (36 States and Territories)
Red Flags
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